TABLE OF CONTENTS

THE MEANING AND THE MOTIVES OF IMPERIALISM

ONE OF THE MOST remarkable features of the modern age has been the extension of the influence of European civilisation over the whole world. This process has formed a very important element in the history of the last four centuries, and it has been strangely undervalued by most historians, whose attention has been too exclusively centred upon the domestic politics, diplomacies, and wars of Europe. It has been brought about by the creation of a succession of ‘Empires’ by the European nations, some of which have broken up, while others survive, but all of which have contributed their share to the general result; and for that reason the term ‘Imperialism’ is commonly employed to describe the spirit which has led to this astonishing and world-embracing movement of the modern age.

The terms ‘Empire’ and ‘Imperialism’ are in some respects unfortunate, because of the suggestion of purely military dominion which they convey; and their habitual employment has led to some unhappy results. It has led men of one school of thought to condemn and repudiate the whole movement, as an immoral product of brute force, regardless of the rights of conquered peoples. They have refused to study it, and have made no endeavour to understand it; not realising that the movement they were condemning was as inevitable and as irresistible as the movement of the tides—and as capable of being turned to beneficent ends. On the other hand, the implications of these terms have perhaps helped to foster in men of another type of mind an unhealthy spirit of pride in mere domination, as if that were an end in itself, and have led them to exult in the extension of national power, without closely enough considering the purposes for which it was to be used. Both attitudes are deplorable, and in so far as the words ‘Empire,’ ‘Imperial,’ and ‘Imperialism’ tend to encourage them, they are unfortunate words. They certainly do not adequately express the full significance of the process whereby the civilisation of Europe has been made into the civilisation of the world.

Nevertheless the words have to be used, because there are no others which at all cover the facts. And, after all, they are in some ways entirely appropriate. A great part of the world’s area is inhabited by peoples who are still in a condition of barbarism, and seem to have rested in that condition for untold centuries. For such peoples the only chance of improvement was that they should pass under the dominion of more highly developed peoples; and to them a European ‘Empire’ brought, for the first time, not merely law and justice, but even the rudiments of the only kind of liberty which is worth having, the liberty which rests upon law. Another vast section of the world’s population consists of peoples who have in some respects reached a high stage of civilisation, but who have failed to achieve for themselves a mode of organisation which could give them secure order and equal laws. For such peoples also the ‘Empire’ of Western civilisation, even when it is imposed and maintained by force, may bring advantages which will far outweigh its defects. In these cases the word ‘Empire’ can be used without violence to its original significance, and yet without apology; and these cases cover by far the greater part of the world.

The words ‘Empire’ and ‘Imperialism’ come to us from ancient Rome; and the analogy between the conquering and organising work of Rome and the empire-building work of the modern nation-states is a suggestive and stimulating analogy. The imperialism of Rome extended the modes of a single civilisation, and the Reign of Law which was its essence, over all the Mediterranean lands. The imperialism of the nations to which the torch of Rome has been handed on, has made the Reign of Law, and the modes of a single civilisation, the common possession of the whole world. Rome made the common life of Europe possible. The imperial expansion of the European nations has alone made possible the vision—nay, the certainty—of a future world-order. For these reasons we may rightly and without hesitation continue to employ these terms, provided that we remember always that the justification of any dominion imposed by a more advanced upon a backward or disorganised people is to be found, not in the extension of mere brute power, but in the enlargement and diffusion, under the shelter of power, of those vital elements in the life of Western civilisation which have been the secrets of its strength, and the greatest of its gifts to the world: the sovereignty of a just and rational system of law, liberty of person, of thought, and of speech, and, finally, where the conditions are favourable, the practice of self-government and the growth of that sentiment of common interest which we call the national spirit. These are the features of Western civilisation which have justified its conquest of the world; and it must be for its success or failure in attaining these ends that we shall commend or condemn the imperial work of each of the nations which have shared in this vast achievement.

Four main motives can be perceived at work in all the imperial activities of the European peoples during the last four centuries. The first, and perhaps the most potent, has been the spirit of national pride, seeking to express itself in the establishment of its dominion over less highly organised peoples. In the exultation which follows the achievement of national unity each of the nation-states in turn, if the circumstances were at all favourable, has been tempted to impose its power upon its neighbours, or even to seek the mastery of the world. From these attempts have sprung the greatest of the European wars. From them also have arisen all the colonial empires of the European states. It is no mere coincidence that all the great colonising powers have been unified nation-states, and that their imperial activities have been most vigorous when the national sentiment was at its strongest among them. Spain, Portugal, England, France, Holland, Russia: these are the great imperial powers, and they are also the great nation-states. Denmark and Sweden have played a more modest part, in extra-European as in European affairs. Germany and Italy only began to conceive imperial ambitions after their tardy unification in the nineteenth century. Austria, which has never been a nation-state, never became a colonising power. Nationalism, then, with its eagerness for dominion, may be regarded as the chief source of imperialism; and if its effects are unhappy when it tries to express itself at the expense of peoples in whom the potentiality of nationhood exists, they are not necessarily unhappy in other cases. When it takes the form of the settlement of unpeopled lands, or the organisation and development of primitive barbaric peoples, or the reinvigoration and strengthening of old and decadent societies, it may prove itself a beneficent force. But it is beneficent only in so far as it leads to an enlargement of law and liberty.

The second of the blended motives of imperial expansion has been the desire for commercial profits; and this motive has played so prominent a part, especially in our own time, that we are apt to exaggerate its force, and to think of it as the sole motive. No doubt it has always been present in some degree in all imperial adventures. But until the nineteenth century it probably formed the predominant motive only in regard to the acquisition of tropical lands. So long as Europe continued to be able to produce as much as she needed of the food and the raw materials for industry that her soil and climate were capable of yielding, the commercial motive for acquiring territories in the temperate zone, which could produce only commodities of the same type, was comparatively weak; and the European settlements in these areas, which we have come to regard as the most important products of the imperialist movement, must in their origin and early settlement be mainly attributed to other than commercial motives. But Europe has always depended for most of her luxuries upon the tropics: gold and ivory and gems, spices and sugar and fine woven stuffs, from a very early age found their way into Europe from India and the East, coming by slow and devious caravan routes to the shores of the Black Sea and the Mediterranean. Until the end of the fifteenth century the European trader had no direct contact with the sources of these precious commodities; the supply of them was scanty and the price high. The desire to gain a more direct access to the sources of this traffic, and to obtain control of the supply, formed the principal motive for the great explorations. But these, in their turn, disclosed fresh tropical areas worth exploiting, and introduced new luxuries, such as tobacco and tea, which soon took rank as necessities. They also brought a colossal increment of wealth to the countries which had undertaken them. Hence the acquisition of a share in, or a monopoly of, these lucrative lines of trade became a primary object of ambition to all the great states. In the nineteenth century Europe began to be unable to supply her own needs in regard to the products of the temperate zone, and therefore to desire control over other areas of this type; but until then it was mainly in regard to the tropical or sub-tropical areas that the commercial motive formed the predominant element in the imperial rivalries of the nation-states. And even to-day it is over these areas that their conflicts are most acute.

A third motive for imperial expansion, which must not be overlooked, is the zeal for propaganda: the eagerness of virile peoples to propagate the religious and political ideas which they have adopted. But this is only another way of saying that nations are impelled upon the imperial career by the desire to extend the influence of their conception of civilisation, their Kultur. In one form or another this motive has always been present. At first it took the form of religious zeal. The spirit of the Crusaders was inherited by the Portuguese and the Spaniards, whose whole history had been one long crusade against the Moors. When the Portuguese started upon the exploration of the African coast, they could scarcely have sustained to the end that long and arduous task if they had been allured by no other prospect than the distant hope of finding a new route to the East. They were buoyed up also by the desire to strike a blow for Christianity. They expected to find the mythical Christian empire of Prester John, and to join hands with him in overthrowing the infidel. When Columbus persuaded Queen Isabella of Castile to supply the means for his madcap adventure, it was by a double inducement that he won her assent: she was to gain access to the wealth of the Indies, but she was also to be the means of converting the heathen to a knowledge of Christianity; and this double motive continually recurs in the early history of the Spanish Empire. France could scarcely, perhaps, have persisted in maintaining her far from profitable settlements on the barren shores of the St. Lawrence if the missionary motive had not existed alongside of the motives of national pride and the desire for profits: her great work of exploration in the region of the Great Lakes and the Mississippi Valley was due quite as much to the zeal of the heroic missionaries of the Jesuit and other orders as to the enterprise of trappers and traders. In English colonisation, indeed, the missionary motive was never, until the nineteenth century, so strongly marked. But its place was taken by a parallel political motive. The belief that they were diffusing the free institutions in which they took so much pride certainly formed an element in the colonial activities of the English. It is both foolish and unscientific to disregard this element of propaganda in the imperialist movement, still more to treat the assertion of it by the colonising powers as mere hypocrisy. The motives of imperial expansion, as of other human activities, are mixed, and the loftier elements in them are not often predominant. But the loftier elements are always present. It is hypocrisy to pretend that they are alone or even chiefly operative. But it is cynicism wholly to deny their influence. And of the two sins cynicism is the worse, because by over-emphasising it strengthens and cultivates the lower among the mixed motives by which men are ruled.

The fourth of the governing motives of imperial expansion is the need of finding new homes for the surplus population of the colonising people. This was not in any country a very powerful motive until the nineteenth century, for over-population did not exist in any serious degree in any of the European states until that age. Many of the political writers in seventeenth-century England, indeed, regarded the whole movement of colonisation with alarm, because it seemed to be drawing off men who could not be spared. But if the population was nowhere excessive, there were in all countries certain classes for which emigration to new lands offered a desired opportunity. There were the men bitten with the spirit of adventure, to whom the work of the pioneer presented an irresistible attraction. Such men are always numerous in virile communities, and when in any society their numbers begin to diminish, its decay is at hand. The imperial activities of the modern age have more than anything else kept the breed alive in all European countries, and above all in Britain. To this type belonged the conquistadores of Spain, the Elizabethan seamen, the French explorers of North America, the daring Dutch navigators. Again, there were the younger sons of good family for whom the homeland presented small opportunities, but who found in colonial settlements the chance of creating estates like those of their fathers at home, and carried out with them bands of followers drawn from among the sons of their fathers’ tenantry. To this class belonged most of the planter-settlers of Virginia, the seigneurs of French Canada, the lords of the great Portuguese feudal holdings in Brazil, and the dominant class in all the Spanish colonies. Again, there were the ‘undesirables’ of whom the home government wanted to be rid—convicts, paupers, political prisoners; they were drafted out in great numbers to the new lands, often as indentured servants, to endure servitude for a period of years and then to be merged in the colonial population. When the loss of the American colonies deprived Britain of her dumping-ground for convicts, she had to find a new region in which to dispose of them; and this led to the first settlement of Australia, six years after the establishment of American independence. Finally, in the age of bitter religious controversy there was a constant stream of religious exiles seeking new homes in which they could freely follow their own forms of worship. The Puritan settlers of New England are the outstanding example of this type. But they were only one group among many. Huguenots from France, Moravians from Austria, persecuted ‘Palatines’ and Salzburgers from Germany, poured forth in an almost unbroken stream. It was natural that they should take refuge in the only lands where full religious freedom was offered to them; and these were especially some of the British settlements in America, and the Dutch colony at the Cape of Good Hope.

It is often said that the overflow of Europe over the world has been a sort of renewal of the folk-wandering of primitive ages. That is a misleading view: the movement has been far more deliberate and organised, and far less due to the pressure of external circumstances, than the early movements of peoples in the Old World. Not until the nineteenth century, when the industrial transformation of Europe brought about a really acute pressure of population, can it be said that the mere pressure of need, and the shortage of sustenance in their older homes, has sent large bodies of settlers into the new lands. Until that period the imperial movement has been due to voluntary and purposive action in a far higher degree than any of the blind early wanderings of peoples. The will-to-dominion of virile nations exulting in their nationhood; the desire to obtain a more abundant supply of luxuries than had earlier been available, and to make profits therefrom; the zeal of peoples to impose their mode of civilisation upon as large a part of the world as possible; the existence in the Western world of many elements of restlessness and dissatisfaction, adventurers, portionless younger sons, or religious enthusiasts: these have been the main operative causes of this huge movement during the greater part of the four centuries over which it has extended. And as it has sprung from such diverse and conflicting causes, it has assumed an infinite variety of forms; and both deserves and demands a more respectful study as a whole than has generally been given to it.

THE ERA OF IBERIAN MONOPOLY

DURING THE MIDDLE AGES the contact of Europe with the rest of the world was but slight. It was shut off by the great barrier of the Islamic Empire, upon which the Crusades made no permanent impression; and although the goods of the East came by caravan to the Black Sea ports, to Constantinople, to the ports of Syria, and to Egypt, where they were picked up by the Italian traders, these traders had no direct knowledge of the countries which were the sources of their wealth. The threat of the Empire of Genghis Khan in the thirteenth century aroused the interest of Europe, and the bold friars, Carpini and Rubruquis, made their way to the centres of that barbaric sovereign’s power in the remote East, and brought back stories of what they had seen; later the Poli, especially the great Marco, undertook still more daring and long-continued journeys, which made India and Cathay less unreal to Europeans, and stimulated the desire for further knowledge. The later mediaeval maps of the world, like that of Fra Mauro (1459), which incorporate this knowledge, are less wildly imaginative than their predecessors, and show a vague notion of the general configuration of the main land-masses in the Old World. But beyond the fringes of the Mediterranean the world was still in the main unknown to, and unaffected by, European civilisation down to the middle of the fifteenth century.

Then, suddenly, came the great era of explorations, which were made possible by the improvements in navigation worked out during the fifteenth century, and which in two generations incredibly transformed the aspect of the world. The marvellous character of this revelation can perhaps be illustrated by the comparison of two maps, that of Behaim, published in 1492, and that of Schoener, published in 1523. Apart from its adoption of the theory that the earth was globular, not round and flat, Behaim’s map shows little advance upon Fra Mauro, except that it gives a clearer idea of the shape of Africa, due to the earlier explorations of the Portuguese. But Schoener’s map shows that the broad outlines of the distribution of the land-masses of both hemispheres were already in 1523 pretty clearly understood. This astonishing advance was due to the daring and enterprise of the Portuguese explorers, Diaz, Da Gama, Cabral, and of the adventurers in the service of Spain, Columbus, Balboa, Vespucci, and—greatest of them all—Magellan.

These astonishing discoveries placed for a time the destinies of the outer world in the hands of Spain and Portugal, and the first period of European imperialism is the period of Iberian monopoly, extending to 1588. A Papal award in 1493 confirmed the division of the non-European world between the two powers, by a judgment which the orthodox were bound to accept, and did accept for two generations. All the oceans, except the North Atlantic, were closed to the navigators of other nations; and these two peoples were given, for a century, the opportunity of showing in what guise they would introduce the civilisation of Europe to the rest of the globe. Pioneers as they were in the work of imperial development, it is not surprising that they should have made great blunders; and in the end their foreign dominions weakened rather than strengthened the home countries, and contributed to drag them down from the high place which they had taken among the nations.

The Portuguese power in the East was never more than a commercial dominion. Except in Goa, on the west coast of India, no considerable number of settlers established themselves at any point; and the Goanese settlement is the only instance of the formation of a mixed race, half Indian and half European. Wherever the Portuguese power was established, it proved itself hard and intolerant; for the spirit of the Crusader was ill-adapted to the establishment of good relations with the non-Christian peoples. The rivalry of Arab traders in the Indian Ocean was mercilessly destroyed, and there was as little mercy for the Italian merchants, who found the stream of goods that the Arabs had sent them by way of the Red Sea and the Persian Gulf almost wholly intercepted. No doubt any other people, finding itself in the position which the Portuguese occupied in the early sixteenth century, would have been tempted to use their power in the same way to establish a complete monopoly; but the success with which the Portuguese attained their aim was in the end disastrous to them. It was followed by, if it did not cause, a rapid deterioration of the ability with which their affairs were directed; and when other European traders began to appear in the field, they were readily welcomed by the princes of India and the chieftains of the Spice Islands. In the West the Portuguese settlement in Brazil was a genuine colony, or branch of the Portuguese nation, because here there existed no earlier civilised people to be dominated. But both in East and West the activities of the Portuguese were from the first subjected to an over-rigid control by the home government. Eager to make the most of a great opportunity for the national advantage, the rulers of Portugal allowed no freedom to the enterprise of individuals. The result was that in Portugal itself, in the East, and in Brazil, initiative was destroyed, and the brilliant energy which this gallant little nation had displayed evaporated within a century. It was finally destroyed when, in 1580, Portugal and her empire fell under the dominion of Spain, and under all the reactionary influences of the government of Philip II. By the time this heavy yoke was shaken off, in the middle of the seventeenth century, the Portuguese dominion had fallen into decay. To-day nothing of it remains save ‘spheres of influence’ on the western and eastern coasts of Africa, two or three ports on the coast of India, the Azores, and the island of Magao off the coast of China.

The Spanish dominion in Central and South America was of a different character. When once they had realised that it was not a new route to Asia, but a new world, that Columbus had discovered for them, the Spaniards sought no longer mainly for the riches to be derived from traffic, but for the precious metals, which they unhappily discovered in slight quantities in Hispaniola, but in immense abundance in Mexico and Peru. It is impossible to exaggerate the heroic valour and daring of Cortez, Pizarro, Hernando de Soto, Orellana, and the rest of the conquistadores who carved out in a single generation the vast Spanish empire in Central and South America; but it is equally impossible to exaggerate their cruelty, which was born in part of the fact that they were a handful among myriads, in part of the fierce traditions of crusading warfare against the infidel. Yet without undervaluing their daring, it must be recognised that they had a comparatively easy task in conquering the peoples of these tropical lands. In the greater islands of the West Indies they found a gentle and yielding people, who rapidly died out under the forced labour of the mines and plantations, and had to be replaced by negro slave-labour imported from Africa. In Mexico and Peru they found civilisations which on the material side were developed to a comparatively high point, and which collapsed suddenly when their governments and capitals had been overthrown; while their peoples, habituated to slavery, readily submitted to a new servitude. It must be recognised, to the honour of the government of Charles V. and his successors, that they honestly attempted to safeguard the usages and possessions of the conquered peoples, and to protect them in some degree against the exploitation of their conquerors. But it was the protection of a subject race doomed to the condition of Helotage; they were protected, as the Jews were protected by the kings of mediaeval England, because they were a valuable asset of the crown. The policy of the Spanish government did not avail to prevent an intermixture of the races, because the Spaniards themselves came from a sub-tropical country, and the Mexicans and Peruvians especially were separated from them by no impassable gulf such as separates the negro or the Australian bushman from the white man. Central and Southern America thus came to be peopled by a hybrid race, speaking Spanish, large elements of which were conscious of their own inferiority. This in itself would perhaps have been a barrier to progress. But the concentration of attention upon the precious metals, and the neglect of industry due to this cause and to the employment of slave-labour, formed a further obstacle. And in addition to all, the Spanish government, partly with a view to the execution of its native policy, partly because it regarded the precious metals as the chief product of these lands and wished to maintain close control over them, and partly because centralised autocracy was carried to its highest pitch in Spain, allowed little freedom of action to the local governments, and almost none to the settlers. It treated the trade of these lands as a monopoly of the home country, to be carried on under the most rigid control. It did little or nothing to develop the natural resources of the empire, but rather discouraged them lest they should compete with the labours of the mine; and in what concerned the intellectual welfare of its subjects, it limited itself, as in Spain, to ensuring that no infection of heresy or freethought should reach any part of its dominions. All this had a deadening effect; and the surprising thing is, not that the Spanish Empire should have fallen into an early decrepitude, but that it should have shown such comparative vigour, tenacity, and power of expansion as it actually exhibited. Not until the nineteenth century did the vast natural resources of these regions begin to undergo any rapid development; that is to say, not until most of the settlements had discarded the connection with Spain; and even then, the defects bred into the people by three centuries of reactionary and unenlightened government produced in them an incapacity to use their newly won freedom, and condemned these lands to a long period of anarchy. It would be too strong to say that it would have been better had the Spaniards never come to America; for, when all is said, they have done more than any other people, save the British, to plant European modes of life in the non-European world. But it is undeniable that their dominion afforded a far from happy illustration of the working of Western civilisation in a new field, and exercised a very unfortunate reaction upon the life of the mother-country.

The conquest of Portugal and her empire by Philip II., in 1580, turned Spain into a Colossus bestriding the world, and it was inevitable that this world-dominion should be challenged by the other European states which faced upon the Atlantic. The challenge was taken up by three nations, the English, the French, and the Dutch, all the more readily because the very existence of all three and the religion of two of them were threatened by the apparently overwhelming strength of Spain in Europe. As in so many later instances, the European conflict was inevitably extended to the non-European world. From the middle of the sixteenth century onwards these three peoples attempted, with increasing daring, to circumvent or to undermine the Spanish power, and to invade the sources of the wealth which made it dangerous to them; but the attempt, so far as it was made on the seas and beyond them, was in the main, and for a long time, due to the spontaneous energies of volunteers, not to the action of governments. Francis I. of France sent out the Venetian Verazzano to explore the American shores of the North Atlantic, as Henry VII. of England had earlier sent the Genoese Cabots. But nothing came of these official enterprises. More effective were the pirate adventurers who preyed upon the commerce between Spain and her possessions in the Netherlands as it passed through the Narrow Seas, running the gauntlet of English, French, and Dutch. More effective still were the attempts to find new routes to the East, not barred by the Spanish dominions, by a north-east or a north-west passage; for some of the earlier of these adventures led to fruitful unintended consequences, as when the Englishman Chancellor, seeking for a north-east passage, found the route to Archangel and opened up a trade with Russia, or as when the Frenchman Cartier, seeking for a north-west passage, hit upon the great estuary of the St. Lawrence, and marked out a claim for France to the possession of the area which it drained. Most effective of all were the smuggling and piratical raids into the reserved waters of West Africa and the West Indies, and later into the innermost penetralia of the Pacific Ocean, which were undertaken with rapidly increasing boldness by the navigators of all three nations, but above all by the English. Drake is the supreme exponent of these methods; and his career illustrates in the clearest fashion the steady diminution of Spanish prestige under these attacks, and the growing boldness and maritime skill of its attackers.

From the time of Drake’s voyage round the world (1577) and its insulting defiance of the Spanish power on the west coast of South America, it became plain that the maintenance of Spanish monopoly could not last much longer. It came to its end, finally and unmistakably, in the defeat of the Grand Armada. That supreme victory threw the ocean roads of trade open, not to the English only, but to the sailors of all nations. In its first great triumph the English navy had established the Freedom of the Seas, of which it has ever since been the chief defender. Since 1588 no power has dreamt of claiming the exclusive right of traversing any of the open seas of the world, as until that date Spain and Portugal had claimed the exclusive right of using the South Atlantic, the Pacific, and the Indian Oceans.

So ends the first period in the imperial expansion of the Western peoples, the period of Spanish and Portuguese monopoly. Meanwhile, unnoticed in the West, a remarkable eastward expansion was being effected by the Russian people. By insensible stages they had passed the unreal barrier between Europe and Asia, and spread themselves thinly over the vast spaces of Siberia, subduing and assimilating the few and scattered tribes whom they met; by the end of the seventeenth century they had already reached the Pacific Ocean. It was a conquest marked by no great struggles or victories, an insensible permeation of half a continent. This process was made the easier for the Russians, because in their own stock were blended elements of the Mongol race which they found scattered over Siberia: they were only reversing the process which Genghis Khan had so easily accomplished in the thirteenth century. And as the Russians had scarcely yet begun to be affected by Western civilisation, there was no great cleavage or contrast between them and their new subjects, and the process of assimilation took place easily. But the settlement of Siberia was very gradual. At the beginning of the eighteenth century the total population of this vast area amounted to not more than 300,000 souls, and it was not until the nineteenth century that there was any rapid increase.

THE RIVALRY OF THE DUTCH, THE FRENCH AND THE ENGLISH, 1588-1763

THE SECOND PERIOD OF European imperialism was filled with the rivalries of the three nations which had in different degrees contributed to the breakdown of the Spanish monopoly, the Dutch, the French, and the English; and we have next to inquire how far, and why, these peoples were more successful than the Spaniards in planting in the non-European world the essentials of European civilisation. The long era of their rivalry extended from 1588 to 1763, and it can be most conveniently divided into three sections. The first of these extended from 1588 to about 1660, and may be called the period of experiment and settlement; during its course the leadership fell to the Dutch. The second extended from 1660 to 1713, and may be called the period of systematic colonial policy, and of growing rivalry between France and England. The third, from 1713 to 1763, was dominated by the intense rivalry of these two countries, decadent Spain joining in the conflict on the side of France, while the declining power of the Dutch was on the whole ranged on the side of Britain; and it ended with the complete ascendancy of Britain, supreme at once in the West and in the East.

(a) The Period of Settlement, 1588-1660

The special interest of the first half of the seventeenth century is that in the trading and colonial experiments of this period the character of the work which was to be done by the three new candidates for extra-European empire was already very clearly and instructively displayed. They met as rivals in every field: in the archipelago of the West Indies, and the closely connected slaving establishments of West Africa, in the almost empty lands of North America, and in the trading enterprises of the far East; and everywhere a difference of spirit and method appeared.

The Dutch, who made a far more systematic and more immediately profitable use of the opportunity than either of their rivals, regarded the whole enterprise as a great national commercial venture. It was conducted by two powerful trading corporations, the Company of the East Indies and the Company of the West Indies; but though directed by the merchants of Amsterdam, these were genuinely national enterprises; their shareholders were drawn from every province and every class; and they were backed by all the influence which the States-General of the United Provinces—controlled during this period mainly by the commercial interest—was able to wield.

The Company of the East Indies was the richer and the more powerful of the two, because the trade of the Far East was beyond comparison the most lucrative in the world. Aiming straight at the source of the greatest profits—the trade in spices—the Dutch strove to establish a monopoly control over the Spice Islands and, in general, over the Malay Archipelago; and they were so successful that their influence remains to-day predominant in this region. Their first task was to overthrow the ascendancy of the Portuguese, and in this they were willing to co-operate with the English traders. But the bulk of the work was done by the Dutch, for the English East India Company was poor in comparison with the Dutch, was far less efficiently organised, and, in especial, could not count upon the steady support of the national government. It was mainly the Dutch who built forts and organised factories, because they alone had sufficient capital to maintain heavy standing charges. Not unnaturally they did not see why the English should reap any part of the advantage of their work, and set themselves to establish a monopoly. In the end the English were driven out with violence. After the Massacre of Amboyna (1623) their traders disappeared from these seas, and the Dutch supremacy remained unchallenged until the nineteenth century.

It was a quite intolerant commercial monopoly which they had instituted, but from the commercial point of view it was administered with great intelligence. Commercial control brought in its train territorial sovereignty, over Java and many of the neighbouring islands; and this sovereignty was exercised by the directors of the company primarily with a view to trade interests. It was a trade despotism, but a trade despotism wisely administered, which gave justice and order to its native subjects. On the mainland of India the Dutch never attained a comparable degree of power, because the native states were strong enough to hold them in check. But in this period their factories were more numerous and more prosperous than those of the English, their chief rivals; and over the island of Ceylon they established an ascendancy almost as complete as that which they had created in the archipelago.

They were intelligent enough also to see the importance of good calling-stations on the route to the East. For this purpose they planted a settlement in Mauritius, and another at the Cape of Good Hope. But these settlements were never regarded as colonies. They were stations belonging to a trading company; they remained under its complete control, and were allowed no freedom of development, still less any semblance of self-government. If Cape Colony grew into a genuine colony, or offshoot of the mother-country, it was in spite of the company, not by reason of its encouragement, and from first to last the company’s relations with the settlers were of the most unhappy kind. For the company would do nothing at the Cape that was not necessary for the Eastern trade, which was its supreme interest, and the colonists naturally did not take the same view. It was this concentration upon purely commercial aims which also prevented the Dutch from making any use of the superb field for European settlement opened up by the enterprise of their explorers in Australia and New Zealand. These fair lands were left unpeopled, largely because they promised no immediate trade profits.

In the West the enterprises of the Dutch were only less vigorous than in the East, and they were marked by the same feature of an intense concentration upon the purely commercial aspect. While the English and (still more) the French adventurers made use of the lesser West Indian islands, unoccupied by Spain, as bases for piratical attacks upon the Spanish trade, the Dutch, with a shrewd instinct, early deserted this purely destructive game for the more lucrative business of carrying on a smuggling trade with the Spanish mainland; and the islands which they acquired (such as Curayoa) were, unlike the French and English islands, especially well placed for this purpose. They established a sugar colony in Guiana. But their main venture in this region was the conquest of a large part of Northern Brazil from the Portuguese (1624); and here their exploitation was so merciless, under the direction of the Company of the West Indies, that the inhabitants, though they had been dissatisfied with the Portuguese government, and had at first welcomed the Dutch conquerors, soon revolted against them, and after twenty years drove them out.

On the mainland of North America the Dutch planted a single colony—the New Netherlands, with its capital at New Amsterdam, later New York. Their commercial instinct had once more guided them wisely. They had found the natural centre for the trade of North America; for by way of the river Hudson and its affluent, the Mohawk, New York commands the only clear path through the mountain belt which everywhere shuts off the Atlantic coast region from the central plain of America. Founded and controlled by the Company of the West Indies, this settlement was intended to be, not primarily the home of a branch of the Dutch nation beyond the seas, but a trading-station for collecting the furs and other products of the inland regions. At Orange (Albany), which stands at the junction of the Mohawk and the Hudson, the Dutch traders collected the furs brought in by Indian trappers from west and north; New Amsterdam was the port of export; and if settlers were encouraged, it was only that they might supply the men and the means and the food for carrying on this traffic. The Company of the West Indies administered the colony purely from this point of view. No powers of self-government were allowed to the settlers; and, as in Cape Colony, the relations between the colonists and the governing company were never satisfactory, because the colonists felt that their interests were wholly subordinated.