Table of Contents

THE MAJOR OPERATIONS OF THE NAVIES IN THE WAR OF AMERICAN INDEPENDENCE

BY A.T. MAHAN, D.C.L., LL.D.

CAPTAIN, U.S. NAVY

 

(frontispiece)Remains of the Revenge, one of Benedict Arnold's Schooners on Lake Champlain in 1776. Now in Fort Ticonderoga.

 

PREFACE

The contents of this volume were first contributed as a chapter, under the title of "Major Operations, 1762-1783," to the "History of the Royal Navy," in seven volumes, published by Messrs. Sampson Low, Marston, and Company, under the general editorship of the late Sir William Laird Clowes. For permission to republish now in this separate form, the author has to express his thanks to the publishers of that work.

In the Introduction following this Preface, the author has summarized the general lesson to be derived from the course of this War of American Independence, as distinct from the particular discussion and narration of the several events which constitute the body of the treatment. These lessons he conceives to carry admonition for the present and future based upon the surest foundations; namely, upon the experience of the past as applicable to present conditions. The essential similarity between the two is evident in a common dependence upon naval strength.

There has been a careful rereading and revision of the whole text; but the changes found necessary to be made are much fewer than might have been anticipated after the lapse of fifteen years. Numerous footnotes in the History, specifying the names of ships in fleets, and of their commanders in various battles, have been omitted, as not necessary to the present purpose, though eminently proper and indeed indispensable to an extensive work of general reference and of encyclopædic scope, such as the History is. Certain notes retained with the initials W.L.C. are due to the editor of that work.

A.T. MAHAN.

December, 1912.

 

The Major Operations of the Navies in the War of American Independence

INTRODUCTION

THE TENDENCY OF WARS TO SPREAD

Macaulay, in a striking passage of his Essay on Frederick the Great, wrote, "The evils produced by his wickedness were felt in lands where the name of Prussia was unknown. In order that he might rob a neighbour whom he had promised to defend, black men fought on the coast of Coromandel, and red men scalped each other by the Great Lakes of North America."

Wars, like conflagrations, tend to spread; more than ever perhaps in these days of close international entanglements and rapid communications. Hence the anxiety aroused and the care exercised by the governments of Europe, the most closely associated and the most sensitive on the earth, to forestall the kindling of even the slightest flame in regions where all alike are interested, though with diverse objects; regions such as the Balkan group of States in their exasperating relations with the Turkish empire, under which the Balkan peoples see constantly the bitter oppression of men of their own blood and religious faith by the tyranny of a government which can neither assimilate nor protect. The condition of Turkish European provinces is a perpetual lesson to those disposed to ignore or to depreciate the immense difficulties of administering politically, under one government, peoples traditionally and racially distinct, yet living side by side; not that the situation is much better anywhere in the Turkish empire. This still survives, though in an advanced state of decay, simply because other States are not prepared to encounter the risks of a disturbance which might end in a general bonfire, extending its ravages to districts very far remote from the scene of the original trouble.

Since these words were written, actual war has broken out in the Balkans. The Powers, anxious each as to the effect upon its own ambitions of any disturbance in European Turkey, have steadily abstained from efficient interference in behalf of the downtrodden Christians of Macedonia, surrounded by sympathetic kinsfolk. Consequently, in thirty years past this underbrush has grown drier and drier, fit kindling for fuel. In the Treaty of Berlin, in 1877, stipulation was made for their betterment in governance, and we are now told that in 1880 Turkey framed a scheme for such,—and pigeonholed it. At last, under unendurable conditions, spontaneous combustion has followed. There can be no assured peace until it is recognised practically that Christianity, by the respect which it alone among religions inculcates for the welfare of the individual, is an essential factor in developing in nations the faculty of self-government, apart from which fitness to govern others does not exist. To keep Christian peoples under the rule of a non-Christian race, is, therefore, to perpetuate a state hopeless of reconcilement and pregnant of sure explosion. Explosions always happen inconveniently. Obsta principiis is the only safe rule; the application of which is not suppression of overt discontent but relief of grievances.

The War of American Independence was no exception to the general rule of propagation that has been noted. When our forefathers began to agitate against the Stamp Act and the other measures that succeeded it, they as little foresaw the spread of their action to the East and West Indies, to the English Channel and Gibraltar, as did the British ministry which in framing the Stamp Act struck the match from which these consequences followed. When Benedict Arnold on Lake Champlain by vigorous use of small means obtained a year's delay for the colonists, he compassed the surrender of Burgoyne in 1777. The surrender of Burgoyne, justly estimated as the decisive event of the war, was due to Arnold's previous action, gaining the delay which is a first object for all defence, and which to the unprepared colonists was a vital necessity. The surrender of Burgoyne determined the intervention of France, in 1778; the intervention of France the accession of Spain thereto, in 1779. The war with these two Powers led to the maritime occurrences, the interferences with neutral trade, that gave rise to the Armed Neutrality; the concurrence of Holland in which brought war between that country and Great Britain, in 1780. This extension of hostilities affected not only the West Indies but the East, through the possessions of the Dutch in both quarters and at the Cape of Good Hope. If not the occasion of Suffren being sent to India, the involvement of Holland in the general war had a powerful effect upon the brilliant operations which he conducted there; as well as at, and for, the Cape of Good Hope, then a Dutch possession, on his outward voyage.

In the separate publication of these pages, my intention and hope are to bring home incidentally to American readers this vast extent of the struggle to which our own Declaration of Independence was but the prelude; with perchance the further needed lesson for the future, that questions the most remote from our own shores may involve us in unforeseen difficulties, especially if we permit a train of communication to be laid by which the outside fire can leap step by step to the American continents. How great a matter a little fire kindleth! Our Monroe Doctrine is in final analysis merely the formulation of national precaution that, as far as in its power to prevent, there shall not lie scattered about the material which foreign possessions in these continents might supply for the extension of combustion originating elsewhere; and the objection to Asiatic immigration, however debased by less worthy feelings or motives, is on the part of thinking men simply a recognition of the same danger arising from the presence of an inassimilable mass of population, racially and traditionally distinct in characteristics, behind which would lie the sympathies and energy of a powerful military and naval Asiatic empire.

Conducive as each of these policies is to national safety and peace amid international conflagration, neither the one nor the other can be sustained without the creation and maintenance of a preponderant navy. In the struggle with which this book deals, Washington at the time said that the navies had the casting vote. To Arnold on Lake Champlain, to DeGrasse at Yorktown, fell the privilege of exercising that prerogative at the two great decisive moments of the War. To the Navy also, beyond any other single instrumentality, was due eighty years later the successful suppression of the movement of Secession. The effect of the blockade of the Southern coasts upon the financial and military efficiency of the Confederate Government has never been closely calculated, and probably is incalculable. At these two principal national epochs control of the water was the most determinative factor. In the future, upon the Navy will depend the successful maintenance of the two leading national policies mentioned; the two most essential to the part this country is to play in the progress of the world.

For, while numerically great in population, the United States is not so in proportion to territory; nor, though wealthy, is she so in proportion to her exposure. That Japan at four thousand miles distance has a population of over three hundred to the square mile, while our three great Pacific States average less than twenty, is a portentous fact. The immense aggregate numbers resident elsewhere in the United States cannot be transfered thither to meet an emergency, nor contribute effectively to remedy this insufficiency; neither can a land force on the defensive protect, if the way of the sea is open. In such opposition of smaller numbers against larger, nowhere do organisation and development count as much as in navies. Nowhere so well as on the sea can a general numerical inferiority be compensated by specific numerical superiority, resulting from the correspondence between the force employed and the nature of the ground. It follows strictly, by logic and by inference, that by no other means can safety be insured as economically and as efficiently. Indeed, in matters of national security, economy and efficiency are equivalent terms. The question of the Pacific is probably the greatest world problem of the twentieth century, in which no great country is so largely and directly interested as is the United States. For the reason given it is essentially a naval question, the third in which the United States finds its well-being staked upon naval adequacy.

 

 

CHAPTER I

THE NAVAL CAMPAIGN ON LAKE CHAMPLAIN
1775-1776

At the time when hostilities began between Great Britain and her American Colonies, the fact was realised generally, being evident to reason and taught by experience, that control of the water, both ocean and inland, would have a preponderant effect upon the contest. It was clear to reason, for there was a long seaboard with numerous interior navigable watercourses, and at the same time scanty and indifferent communications by land. Critical portions of the territory involved were yet an unimproved wilderness. Experience, the rude but efficient schoolmaster of that large portion of mankind which gains knowledge only by hard knocks, had confirmed through the preceding French wars the inferences of the thoughtful. Therefore, conscious of the great superiority of the British Navy, which, however, had not then attained the unchallenged supremacy of a later day, the American leaders early sought the alliance of the Bourbon kingdoms, France and Spain, the hereditary enemies of Great Britain. There alone could be found the counterpoise to a power which, if unchecked, must ultimately prevail.

Nearly three years elapsed before the Colonists accomplished this object, by giving a demonstration of their strength in the enforced surrender of Burgoyne's army at Saratoga. This event has merited the epithet "decisive," because, and only because, it decided the intervention of France. It may be affirmed, with little hesitation, that this victory of the colonists was directly the result of naval force,—that of the colonists themselves. It was the cause that naval force from abroad, entering into the contest, transformed it from a local to a universal war, and assured the independence of the Colonies. That the Americans were strong enough to impose the capitulation of Saratoga, was due to the invaluable year of delay secured to them by their little navy on Lake Champlain, created by the indomitable energy, and handled with the indomitable courage, of the traitor, Benedict Arnold. That the war spread from America to Europe, from the English Channel to the Baltic, from the Bay of Biscay to the Mediterranean, from the West Indies to the Mississippi, and ultimately involved the waters of the remote peninsula of Hindustan, is traceable, through Saratoga, to the rude flotilla which in 1776 anticipated its enemy in the possession of Lake Champlain. The events which thus culminated merit therefore a clearer understanding, and a fuller treatment, than their intrinsic importance and petty scale would justify otherwise.

In 1775, only fifteen years had elapsed since the expulsion of the French from the North American continent. The concentration of their power, during its continuance, in the valley of the St. Lawrence, had given direction to the local conflict, and had impressed upon men's minds the importance of Lake Champlain, of its tributary Lake George, and of the Hudson River, as forming a consecutive, though not continuous, water line of communications from the St. Lawrence to New York. The strength of Canada against attack by land lay in its remoteness, in the wilderness to be traversed before it was reached, and in the strength of the line of the St. Lawrence, with the fortified posts of Montreal and Quebec on its northern bank. The wilderness, it is true, interposed its passive resistance to attacks from Canada as well as to attacks upon it; but when it had been traversed, there were to the southward no such strong natural positions confronting the assailant. Attacks from the south fell upon the front, or at best upon the flank, of the line of the St. Lawrence. Attacks from Canada took New York and its dependencies in the rear.

8.jpg Lake Champlain and Connected Waters

These elements of natural strength, in the military conditions of the North, were impressed upon the minds of the Americans by the prolonged resistance of Canada to the greatly superior numbers of the British Colonists in the previous wars. Regarded, therefore, as a base for attacks, of a kind with which they were painfully familiar, but to be undergone now under disadvantages of numbers and power never before experienced, it was desirable to gain possession of the St. Lawrence and its posts before they were strengthened and garrisoned. At this outset of hostilities, the American insurgents, knowing clearly their own minds, possessed the advantage of the initiative over the British government, which still hesitated to use against those whom it styled rebels the preventive measures it would have taken at once against a recognised enemy.

Under these circumstances, in May, 1775, a body of two hundred and seventy Americans, led by Ethan Allen and Benedict Arnold, seized the posts of Ticonderoga and Crown Point, which were inadequately garrisoned. These are on the upper waters of Lake Champlain, where it is less than a third of a mile wide; Ticonderoga being on a peninsula formed by the lake and the inlet from Lake George, Crown Point on a promontory twelve miles lower down.1 They were positions of recognised importance, and had been advanced posts of the British in previous wars. A schooner being found there, Arnold, who had been a seaman, embarked in her and hurried to the foot of the lake. The wind failed him when still thirty miles from St. John's, another fortified post on the lower narrows, where the lake gradually tapers down to the Richelieu River, its outlet to the St. Lawrence. Unable to advance otherwise, Arnold took to his boats with thirty men, pulled through the night, and at six o'clock on the following morning surprised the post, in which were only a sergeant and a dozen men. He reaped the rewards of celerity. The prisoners informed him that a considerable body of troops was expected from Canada, on its way to Ticonderoga; and this force in fact reached St. John's on the next day. When it arrived, Arnold was gone, having carried off a sloop which he found there and destroyed everything else that could float. By such trifling means two active officers had secured the temporary control of the lake itself and of the approaches to it from the south. There being no roads, the British, debarred from the water line, were unable to advance. Sir Guy Carleton, Governor and Commander-in-Chief in Canada, strengthened the works at St. John's, and built a schooner; but his force was inadequate to meet that of the Americans.

The seizure of the two posts, being an act of offensive war, was not at once pleasing to the American Congress, which still clung to the hope of reconciliation; but events were marching rapidly, and ere summer was over the invasion of Canada was ordered. General Montgomery, appointed to that enterprise, embarked at Crown Point with two thousand men on September 4th, and soon afterwards appeared before St. John's, which after prolonged operations capitulated on the 3d of November. On the 13th Montgomery entered Montreal, and thence pressed down the St. Lawrence to Pointe aux Trembles, twenty miles above Quebec. There he joined Arnold, who in the month of October had crossed the northern wilderness, between the head waters of the Kennebec River and St. Lawrence. On the way he had endured immense privations, losing five hundred men of the twelve hundred with whom he started; and upon arriving opposite Quebec, on the 10th of November, three days had been unavoidably spent in collecting boats to pass the river. Crossing on the night of the 13th, this adventurous soldier and his little command climbed the Heights of Abraham by the same path that had served Wolfe so well sixteen years before. With characteristic audacity he summoned the place. The demand of course was refused; but that Carleton did not fall at once upon the little band of seven hundred that bearded him shows by how feeble a tenure Great Britain then held Canada. Immediately after the junction Montgomery advanced on Quebec, where he appeared on the 5th of December. Winter having already begun, and neither his numbers nor his equipments being adequate to regular siege operations, he very properly decided to try the desperate chance of an assault upon the strongest fortress in America. This was made on the night of December 31st, 1775. Whatever possibility of success there may have been vanished with the death of Montgomery, who fell at the head of his men.

The American army retired three miles up the river, went into winter-quarters, and established a land blockade of Quebec, which was cut off from the sea by the ice. "For five months," wrote Carleton to the Secretary for War, on the 14th of May, 1776, "this town has been closely invested by the rebels." From this unpleasant position it was relieved on the 6th of May, when signals were exchanged between it and the Surprise, the advance ship of a squadron under Captain Charles Douglas,2 which had sailed from England on the 11th of March. Arriving off the mouth of the St. Lawrence, on the morning of April 12th, Douglas found ice extending nearly twenty miles to sea, and packed too closely to admit of working through it by dexterous steering. The urgency of the case not admitting delay, he ran his ship, the Isis, 50, with a speed of five knots, against a large piece of ice about ten or twelve feet thick, to test the effect. The ice, probably softened by salt water and salt air, went to pieces. "Encouraged by this experiment," continues Douglas, somewhat magnificently, "we thought it an enterprise worthy an English ship of the line in our King and country's sacred cause, and an effort due to the gallant defenders of Quebec, to make the attempt of pressing her by force of sail, through the thick, broad, and closely connected fields of ice, to which we saw no bounds towards the western part of our horizon. Before night (when blowing a snow-storm, we brought-to, or rather stopped), we had penetrated about eight leagues into it, describing our path all the way with bits of the sheathing of the ship's bottom, and sometimes pieces of the cutwater, but none of the oak plank; and it was pleasant enough at times, when we stuck fast, to see Lord Petersham exercising his troops on the crusted surface of that fluid through which the ship had so recently sailed." It took nine days of this work to reach Anticosti Island, after which the ice seems to have given no more trouble; but further delay was occasioned by fogs, calms, and head winds.

Upon the arrival of the ships of war, the Americans at once retreated. During the winter, though reinforcements must have been received from time to time, they had wasted from exposure, and from small-pox, which ravaged the camp. On the 1st of May the returns showed nineteen hundred men present, of whom only a thousand were fit for duty. There were then on hand but three days' provisions, and none other nearer than St. John's. The inhabitants would of course render no further assistance to the Americans after the ships arrived. The Navy had again decided the fate of Canada, and was soon also to determine that of Lake Champlain.

12.jpg

Major-General Philip Schuyler

Edward Pellew, afterwards Admiral, Lord Exmouth

When two hundred troops had landed from the ships, Carleton marched out, "to see," he said, "what these mighty boasters were about." The sneer was unworthy a man of his generous character, for the boasters had endured much for faint chances of success; and the smallness of the reinforcement which encouraged him to act shows either an extreme prudence on his part, or the narrow margin by which Quebec escaped. He found the enemy busy with preparations for retreat, and upon his appearance they abandoned their camp. Their forces on the two sides of the river being now separated by the enemy's shipping, the Americans retired first to Sorel, where the Richelieu enters the St. Lawrence, and thence continued to fall back by gradual stages. It was not until June 15th that Arnold quitted Montreal; and at the end of June the united force was still on the Canadian side of the present border line. On the 3d of July it reached Crown Point, in a pitiable state from small-pox and destitution.

Both parties began at once to prepare for a contest upon Lake Champlain. The Americans, small as their flotilla was, still kept the superiority obtained for them by Arnold's promptitude a year before. On the 25th of June the American General Schuyler, commanding the Northern Department, wrote: "We have happily such a naval superiority on Lake Champlain, that I have a confident hope the enemy will not appear upon it this campaign, especially as our force is increasing by the addition of gondolas, two nearly finished. Arnold, however,"—whose technical knowledge caused him to be intrusted with the naval preparations,—"says that 300 carpenters should be employed and a large number of gondolas, row-galleys, etc., be built, twenty or thirty at least. There is great difficulty in getting the carpenters needed." Arnold's ideas were indeed on a scale worthy of the momentous issues at stake. "To augment our navy on the lake appears to me of the utmost importance. There is water between Crown Point and Pointe au Fer for vessels of the largest size. I am of opinion that row-galleys are the best construction and cheapest for this lake. Perhaps it may be well to have one frigate of 36 guns. She may carry 18-pounders on the Lake, and be superior to any vessel that can be built or floated from St. John's."

Unfortunately for the Americans, their resources in men and means were far inferior to those of their opponents, who were able eventually to carry out, though on a somewhat smaller scale, Arnold's idea of a sailing ship, strictly so called, of force as yet unknown in inland waters. Such a ship, aided as she was by two consorts of somewhat similar character, dominated the Lake as soon as she was afloat, reversing all the conditions. To place and equip her, however, required time, invaluable time, during which Arnold's two schooners exercised control. Baron Riedesel, the commander of the German contingent with Carleton, after examining the American position at Ticonderoga, wrote, "If we could have begun our expedition four weeks earlier, I am satisfied that everything would have been ended this year (1776); but, not having shelter nor other necessary things, we were unable to remain at the other [southern] end of Champlain." So delay favors the defence, and changes issues. What would have been the effect upon the American cause if, simultaneously with the loss of New York, August 20th-September 15th, had come news of the fall of Ticonderoga, the repute of which for strength stood high? Nor was this all; for in that event, the plan which was wrecked in 1777 by Sir William Howe's ill-conceived expedition to the Chesapeake would doubtless have been carried out in 1776. In a contemporary English paper occurs the following significant item: "London, September 26th, 1776. Advices have been received here from Canada, dated August 12th, that General Burgoyne's army has found it impracticable to get across the lakes this season. The naval force of the Provincials is too great for them to contend with at present. They must build larger vessels for this purpose, and these cannot be ready before next summer. The design was3 that the two armies commanded by Generals Howe and Burgoyne should coöperate; that they should both be on the Hudson River at the same time; that they should join about Albany, and thereby cut off all communication between the northern and southern Colonies."4

As Arnold's more ambitious scheme could not be realised, he had to content himself with gondolas and galleys, for the force he was to command as well as to build. The precise difference between the two kinds of rowing vessels thus distinguished by name, the writer has not been able to ascertain. The gondola was a flat-bottomed boat, and inferior in nautical qualities—speed, handiness, and seaworthiness—to the galleys, which probably were keeled. The latter certainly carried sails, and may have been capable of beating to windward. Arnold preferred them, and stopped the building of gondolas. "The galleys," he wrote, "are quick moving, which will give us a great advantage in the open lake." The complements of the galleys were eighty men, of the gondolas forty-five; from which, and from their batteries, it may be inferred that the latter were between one third and one half the size of the former. The armaments of the two were alike in character, but those of the gondolas much lighter. American accounts agree with Captain Douglas's report of one galley captured by the British. In the bows, an 18 and a 12-pounder; in the stern, two 9's; in broadside, from four to six 6's. There is in this a somewhat droll reminder of the disputed merits of bow, stern, and broadside fire, in a modern iron-clad; and the practical conclusion is much the same. The gondolas had one 12-pounder and two 6's. All the vessels of both parties carried a number of swivel guns.

Amid the many difficulties which lack of resources imposed upon all American undertakings, Arnold succeeded in getting afloat with three schooners, a sloop, and five gondolas, on the 20th of August. He cruised at the upper end of Champlain till the 1st of September, when he moved rapidly north, and on the 3d anchored in the lower narrows, twenty-five miles above St. John's, stretching his line from shore to shore. Scouts had kept him informed of the progress of the British naval preparations, so that he knew that there was no immediate danger; while an advanced position, maintained with a bold front, would certainly prevent reconnoissances by water, and possibly might impose somewhat upon the enemy. The latter, however, erected batteries on each side of the anchorage, compelling Arnold to fall back to the broader lake. He then had soundings taken about Valcour Island, and between it and the western shore; that being the position in which he intended to make a stand. He retired thither on the 23rd of September.

The British on their side had contended with no less obstacles than their adversaries, though of a somewhat different character. To get carpenters and materials to build, and seamen to man, were the chief difficulties of the Americans, the necessities of the seaboard conceding but partially the demands made upon it; but their vessels were built upon the shores of the Lake, and launched into navigable waters. A large fleet of transports and ships of war in the St. Lawrence supplied the British with adequate resources, which were utilized judiciously and energetically by Captain Douglas; but to get these to the Lake was a long and arduous task. A great part of the Richelieu River was shoal, and obstructed by rapids. The point where lake navigation began was at St. John's, to which the nearest approach, by a hundred-ton schooner, from the St. Lawrence, was Chambly, ten miles below. Flat-boats and long-boats could be dragged up stream, but vessels of any size had to be transported by land; and the engineers found the roadbed too soft in places to bear the weight of a hundred tons. Under Douglas's directions, the planking and frames of two schooners were taken down at Chambly, and carried round by road to St. John's, where they were again put together. At Quebec he found building a new hull, of one hundred and eighty tons. This he took apart nearly to the keel, shipping the frames in thirty long-boats, which the transport captains consented to surrender, together with their carpenters, for service on the Lake. Drafts from the ships of war, and volunteers from the transports, furnished a body of seven hundred seamen for the same employment,—a force to which the Americans could oppose nothing equal, commanded as it was by regular naval officers. The largest vessel was ship-rigged, and had a battery of eighteen 12-pounders; she was called the Inflexible, and was commanded by Lieutenant John Schanck. The two schooners, Maria, Lieutenant Starke, and Carleton, Lieutenant James Richard Dacres, carried respectively fourteen and twelve 6-pounders. These were the backbone of the British flotilla. There were also a radeau, the Thunderer, and a large gondola, the Loyal Convert, both heavily armed; but, being equally heavy of movement, they do not appear to have played any important part. Besides these, when the expedition started, there were twenty gunboats, each carrying one fieldpiece, from 24's to 9-pounders; or, in some cases, howitzers.5

 

"By all these means," wrote Douglas on July 21st, "our acquiring an absolute dominion over Lake Champlain is not doubted of." The expectation was perfectly sound. With a working breeze, the Inflexible alone could sweep the Lake clear of all that floated on it. But the element of time remained. From the day of this writing till that on which he saw the Inflexible leave St. John's, October 4th, was over ten weeks; and it was not until the 9th that Carleton was ready to advance with the squadron. By that time the American troops at the head of the Lake had increased to eight or ten thousand. The British land force is reported6 as thirteen thousand, of which six thousand were in garrison at St. John's and elsewhere.

Arnold's last reinforcements reached him at Valcour on the 6th of October. On that day, and in the action of the 11th, he had with him all the American vessels on the Lake, except one schooner and one galley. His force, thus, was two schooners and a sloop, broadside vessels, besides four galleys and eight gondolas, which may be assumed reasonably to have depended on their bow guns; there, at least, was their heaviest fire. Thus reckoned, his flotilla, disposed to the best advantage, could bring into action at one time, two 18's, thirteen 12's, one 9, two 6's, twelve 4's, and two 2-pounders, independent of swivels; total thirty-two guns, out of eighty-four that were mounted in fifteen vessels. To this the British had to oppose, in three broadside vessels, nine 12's and thirteen 6's, and in twenty gunboats, twenty other brass guns, "from twenty-four to nines, some with howitzers;"7 total forty-two guns. In this statement the radeau and gondola have not been included, because of their unmanageableness. Included as broadside vessels, they would raise the British armament—by three 24's, three 12's, four 9's, and a howitzer—to a total of fifty-three guns. Actually, they could be brought into action only under exceptional circumstances, and are more properly omitted.

These minutiæ are necessary for the proper appreciation of what Captain Douglas justly called "a momentous event." It was a strife of pigmies for the prize of a continent, and the leaders are entitled to full credit both for their antecedent energy and for their dispositions in the contest; not least the unhappy man who, having done so much to save his country, afterwards blasted his name by a treason unsurpassed in modern war. Energy and audacity had so far preserved the Lake to the Americans; Arnold determined to have one more try of the chances. He did not know the full force of the enemy, but he expected that "it would be very formidable, if not equal to ours."8 The season, however, was so near its end that a severe check would equal a defeat, and would postpone Carleton's further advance to the next spring. Besides, what was the worth of such a force as the American, such a flotilla, under the guns of Ticonderoga, the Lake being lost? It was eminently a case for taking chances, even if the detachment should be sacrificed, as it was.

Arnold's original purpose had been to fight under way; and it was from this point of view that he valued the galleys, because of their mobility. It is uncertain when he first learned of the rig and battery of the Inflexible; but a good look-out was kept, and the British squadron was sighted from Valcour when it quitted the narrows. It may have been seen even earlier; for Carleton had been informed, erroneously, that the Americans were near Grand Island, which led him to incline to that side, and so open out Valcour sooner. The British anchored for the night of October 10th, between Grand and Long9 Islands. Getting under way next morning, they stood up the Lake with a strong north-east wind, keeping along Grand Island, upon which their attention doubtless was fastened by the intelligence which they had received; but it was a singular negligence thus to run to leeward with a fair wind, without thorough scouting on both hands. The consequence was that the American flotilla was not discovered until Valcour Island, which is from one hundred and twenty to one hundred and eighty feet high throughout its two miles of length, was so far passed that the attack had to be made from the south,—from leeward.

When the British were first made out, Arnold's second in command, Waterbury, urged that in view of the enemy's superiority the flotilla should get under way at once, and fight them "on a retreat in the main lake;" the harbour being disadvantageous "to fight a number so much superior, and the enemy being able to surround us on every side, we lying between an island and the main." Waterbury's advice evidently found its origin in that fruitful source of military errors of design, which reckons the preservation of a force first of objects, making the results of its action secondary. With sounder judgment, Arnold decided to hold on. A retreat before square-rigged sailing vessels having a fair wind, by a heterogeneous force like his own, of unequal speeds and batteries, could result only in disaster. Concerted fire and successful escape were alike improbable; and besides, escape, if feasible, was but throwing up the game. Better trust to a steady, well-ordered position, developing the utmost fire. If the enemy discovered him, and came in by the northern entrance, there was a five-foot knoll in mid-channel which might fetch the biggest of them up; if, as proved to be the case, the island should be passed, and the attack should be made from leeward, it probably would be partial and in disorder, as also happened. The correctness of Arnold's decision not to chance a retreat was shown in the retreat of two days later.

Valcour is on the west side of the Lake, about three quarters of a mile from the main; but a peninsula projecting from the island at mid-length narrows this interval to a half-mile. From the accounts, it is clear that the American flotilla lay south of this peninsula. Arnold therefore had a reasonable hope that it might be passed undetected. Writing to Gates, the Commander-in-Chief at Ticonderoga, he said: "There is a good harbour, and if the enemy venture up the Lake it will be impossible for them to take advantage of our situation. If we succeed in our attack upon them, it will be impossible for any to escape. If we are worsted, our retreat is open and free. In case of wind, which generally blows fresh at this season, our craft will make good weather, while theirs cannot keep the Lake." It is apparent from this, written three weeks before the battle, that he then was not expecting a force materially different from his own. Later, he describes his position as being "in a small bay on the west side of the island, as near together as possible, and in such a form that few vessels can attack us at the same time, and those will be exposed to the fire of the whole fleet." Though he unfortunately gives no details, he evidently had sound tactical ideas. The formation of the anchored vessels is described by the British officers as a half-moon.

When the British discovered the enemy, they hauled up for them. Arnold ordered one of his schooners, the Royal Savage, and the four galleys, to get under way; the two other schooners and the eight gondolas remaining at their anchors. The Royal Savage, dropping to leeward,—by bad management, Arnold says,—came, apparently unsupported, under the distant fire of the Inflexible, as she drew under the lee of Valcour at 11 A.M., followed by the Carleton, and at greater distance by the Maria and the gunboats. Three shots from the ship's 12-pounders struck the Royal Savage, which then ran ashore on the southern point of the island. The Inflexible, followed closely by the Carleton, continued on, but fired only occasionally; showing that Arnold was keeping his galleys in hand, at long bowls,—as small vessels with one eighteen should be kept, when confronted with a broadside of nine guns. Between the island and the main the north-east wind doubtless drew more northerly, adverse to the ship's approach; but, a flaw off the cliffs taking the fore and aft sails of the Carleton, she fetched "nearly into the middle of the rebel half-moon, where Lieutenant J.R. Dacres intrepidly anchored with a spring on her cable." The Maria, on board which was Carleton, together with Commander Thomas Pringle, commanding the flotilla, was to leeward when the chase began, and could not get into close action that day. By this time, seventeen of the twenty gunboats had come up, and, after silencing the Royal Savage, pulled up to within point-blank range of the American flotilla. "The cannonade was tremendous," wrote Baron Riedesel. Lieutenant Edward Longcroft, of the radeau Thunderer, not being able to get his raft into action, went with a boat's crew on board the Royal Savage, and for a time turned her guns upon her former friends; but the fire of the latter forced him again to abandon her, and it seemed so likely that she might be re-taken that she was set on fire by Lieutenant Starke of the Maria, when already "two rebel boats were very near her. She soon after blew up." The American guns converging on the Carleton in her central position, she suffered severely. Her commander, Lieutenant Dacres, was knocked senseless; another officer lost an arm; only Mr. Edward Pellew, afterwards Lord Exmouth, remained fit for duty. The spring being shot away, she swung bows on to the enemy, and her fire was thus silenced. Captain Pringle signalled to her to withdraw; but she was unable to obey. To pay her head off the right way, Pellew himself had to get out on the bowsprit under a heavy fire of musketry, to bear the jib over to windward; but to make sail seems to have been impossible. Two artillery boats were sent to her assistance, "which towed her off through a very thick fire, until out of farther reach, much to the honour of Mr. John Curling and Mr. Patrick Carnegy, master's mate and midshipman of the Isis, who conducted them; and of Mr. Edward Pellew, mate of the Blonde, who threw the tow-rope from the Carleton's bowsprit."10 This service on board the Carleton started Pellew on his road to fortune; but, singularly enough, the lieutenancy promised him in consequence, by both the First Lord and Lord Howe, was delayed by the fact that he stayed at the front, instead of going to the rear, where he would have been "within their jurisdiction."11 The Carleton had two feet of water in the hold, and had lost eight killed and six wounded,—about half her crew,—when she anchored out of fire. In this small but stirring business, the Americans, in addition to the Royal Savage, had lost one gondola. Besides the injuries to the Carleton, a British artillery boat, commanded by a German lieutenant, was sunk. Towards evening the Inflexible got within point-blank shot of the Americans, "when five broadsides," wrote Douglas, "silenced their whole line." One fresh ship, with scantling for sea-going, and a concentrated battery, has an unquestioned advantage over a dozen light-built craft, carrying one or two guns each, and already several hours engaged.

At nightfall the Inflexible dropped out of range, and the British squadron anchored in line of battle across the southern end of the passage between the island and the main; some vessels were extended also to the eastward, into the open Lake. "The best part of my intelligence," wrote Burgoyne next day from St. John's, to Douglas at Quebec, "is that our whole fleet was formed in line above the enemy, and consequently they must have surrendered this morning, or given us battle on our own terms. The Indians and light troops are abreast with the fleet; they cannot, therefore, escape by land." The British squadron sharing this confidence, a proper look-out was not kept. The American leader immediately held a conference with his officers, and decided to attempt a retreat, "which was done with such secrecy," writes Waterbury, "that we went through them entirely undiscovered." The movement began at 7 P.M., a galley leading, the gondolas and schooners following, and Arnold and his second bringing up the rear in the two heaviest galleys. This delicate operation was favoured by a heavy fog, which did not clear till next morning at eight. As the Americans stole by, they could not see any of the hostile ships. By daylight they were out of sight of the British. Riedesel, speaking of this event, says, "The ships anchored, secure of the enemy, who stole off during the night, and sailing round the left wing, aided by a favourable wind, escaped under darkness." The astonishment next morning, he continues, was great, as was Carleton's rage. The latter started to pursue in such a hurry that he forgot to leave orders for the troops which had been landed; but, failing to discover the fugitives, he returned and remained at Valcour till nightfall, when scouts brought word that the enemy were at Schuyler's Island, eight miles above.

 

The retreat of the Americans had been embarrassed by their injuries, and by the wind coming out ahead. They were obliged to anchor on the 12th to repair damages, both hulls and sails having suffered severely. Arnold took the precaution to write to Crown Point for bateaux, to tow in case of a southerly wind; but time did not allow these to arrive. Two gondolas had to be sunk on account of their injuries, making three of that class so far lost. The retreat was resumed at 2 P.M., but the breeze was fresh from the southward, and the gondolas made very little way. At evening the British chased again. That night the wind moderated, and at daybreak the American flotilla was twenty-eight miles from Crown Point,—fourteen from Valcour,—having still five miles' start. Later, however, by Arnold's report, "the wind again breezed up to the southward, so that we gained very little either by beating or rowing. At the same time the enemy took a fresh breeze from northeast, and, by the time we had reached Split Rock, were alongside of us." The galleys of Arnold and Waterbury, the Congress and the Washington, had throughout kept in the rear, and now received the brunt of the attack, made by the Inflexible and the two schooners, which had entirely distanced their sluggish consorts. This fight was in the upper narrows, where the Lake is from one to three miles wide; and it lasted, by Arnold's report, for five glasses (two hours and a half),12 the Americans continually retreating, until about ten miles from Crown Point. There, the Washington having struck some time before, and final escape being impossible, Arnold ran the Congress and four gondolas ashore in a small creek on the east side; pulling to windward, with the cool judgment that had marked all his conduct, so that the enemy could not follow him—except in small boats with which he could deal. There he set his vessels on fire, and stood by them until assured that they would blow up with their flags flying. He then retreated to Crown Point through the woods, "despite the savages;" a phrase which concludes this singular aquatic contest with a quaint touch of local colour.